Re: Implementation of investor identification for Northbound trading unde investor identification for Northbound trading under Stock Connect

2018-09-12 13:56 GF Securities (Hong Kong) Brokerage Limited

Annex：中華通北向交易實名制實施詳情_Website.pdf

　　12th September 2018
　　Re:Implementation of investor identification for Northbound trading unde investor identification for Northbound trading under Stock Connect r Stock Connect
　　Thank you for choosing GF Securities(Hong Kong)Brokerage Limited(“GFSHK”).
　　The investor identification regime for Northbound trading(“NB trading”)underMainland-Hong Kong Stock Connect will be officially implemented on 17 September 2 17 September 2 17 September 2018(Monday).
　　Clients who want to carry out NB trading after the implementation,please complete,sign and submit the“Northbound trading application form(For Individual/Joint Account)”or“Northbound trading application form(For Corporate/Institutional Account)”.GFSHK will upload the client’s individual or corporate information for those clients who applied the NB trading service to the Hong Kong Exchanges and Clearing Limited(“HKEX”).
　　Please be aware that 2 trading days of processing time is required after clients submitted the NB trading application form,in order to activate the NB trading.For example,if client submitted the application form on trading day“T”,GFSHK will upload the client’s individual or corporate information to the HKEX on next trading day“T+1”,then client can carry out NB trading on“T+2”day.Therefore,client is recommended to arrange and submit the NB trading application form as early as possible if client needs to carry out NB trading.
　　If you have any questions,please contact our Customer Services Hotline at(852)3719-1288/40086 95575 or email to seccs@gfgroup.com.hk.Thank you.
 
　　Yours faithfully,
　　GF Securities(Hong Kong)Brokerage Limited